Our financial crime compliance and rigorous risk management strategies are the key to ensuring client protection in today's complex regulatory landscape.
Our financial crime compliance and rigorous risk management strategies are the key to ensuring client protection in today's complex regulatory landscape.
We offer exceptional compliance remediation services to businesses around the world, ensuring that the business stays innovative and compliant with its regulatory obligations.
With an ever-changing regulatory landscape, it is essential that businesses ensure that they are compliant with applicable legislation, and are cognisant of pending regulatory changes, and what such changes would mean for their business. We can provide bespoke compliance remediation solutions for businesses across the globe, leveraging our regulatory knowledge, analytical abilities, risk management, attention to detail, adaptability and technology proficiency.
Our skills and experience cover target operating model design, scoping/identification of populations requiring remediation, and defining policy, governance requirements and approval processes, as well as supporting with logistics/systems access
We create processes, procedures and training material, design the customer contact strategy, conduct thorough pilots and capacity planning, engage with relevant business units and develop MI specifications
We provide experienced operational delivery teams (including Team Leads, SMEs and MI resource as required) and implement continuous improvement loops (including quality control & assurance functions) to optimise people and processes
Our capabilities include case reviews in line with agreed strategy and risk assessments, identifying and prioritising target customer groups, thorough interrogation of external sources and customer contact to obtain all required information
From implementing a sustainable strategic BAU function, to completing all appropriate residual actions including exits and agreeing schedules for ongoing monitoring and periodic reviews and, supporting throughout audit and regulatory reviews of remediation work
We recognise the distinctiveness of each business and the unique requirements associated with Compliance Remediation Projects. Our methodical approach comprehensively covers all aspects of a project from inception to successful delivery and formal handover back to BAU.
Engagements typically start with a senior level assessment of a business’s existing position. A documented review is provided, including outcomes of stakeholder interviews and comparisons of clients’ internal compliance framework, policies and controls to industry best practice. We are then able to identify critical gaps in comparison with regulatory requirements and provide a list of recommendations for meeting these obligations.
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